Our Privacy Policy
Deming Financial Services, Inc. strongly believes in protecting the confidentiality and security of information we collect about you. Please view our PRIVACY POLICY which describes how we treat the information we receive about you.
Our Business Continuity Plan
We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
Our business continuity plan addresses: data back up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting; and assuring our customers prompt access to their funds and securities if we are unable to continue our business.
Contacting Us:
After a significant business disruption, you should first try to contact us at our local office at (330) 562-2122. If you cannot reach us, you should try to reach our broker dealer Coordinated Capital Securities, Inc. at 608-221-4545. Alternatively, you may go to our website, www.demmingfinancial.com where we will post emergency contact information. If you have an account at the clearing firm, you may contact either contact Coordinated Capital Securities using the information provided above or contact First Clearing directly at:
FCC Client Services Department
One North Jefferson Avenue, St. Louis, MO 63103
Telephone: 1-800-775-7041
If you have an account with a mutual fund company or an insurance company, you should contact that company directly at the telephone number or website shown on statements they send you.
Varying Disruptions:
Significant business disruption can vary in their scope, and may affect only our firm or our building, or they may affect the business district, city, or region where our headquarters is located. Within each of these areas, the severity of the disruption can also vary from minimal to server. If a disruption affects only our firm or building, we will, if appropriate, transfer our operations to another local site, to the extent reasonably possible, and use reasonable efforts to resume businesses in a timely fashion. If a disruption affects our business district, city, or region, we will attempt to transfer our operations to a site outside of the affected area, and resume time sensitive functions as soon as key personnel and operations can reasonably be relocated. In either situation, we will attempt to notify you through our website www.demmingfinalcial.com with respect to our plans and our progress.
If the business disruption is so severe that is prevents us from remaining in business, our clearing firms, or the mutual fund companies or insurance companies which hold your accounts will be responsible for providing prompt access to your funds or securities. It is possible that your orders and requests for access to your funds or securities could be delayed during this period.
For more information – A complete copy of our Business Continuity Plan is available to customers upon written request, or if you have questions about our business continuity planning, you can contact us by Phone: (302)562-2122 or email at info@demmingfinancial.com
